The Opportunity

Alex is a senior VP with a company that recently went public. She has $5 million in company stock between options and RSUs. Alex wants to work with a team of experienced professionals to use her company stock to secure a comfortable future for her family and create peace of mind. 

The Solution

We built a flexible, multi-year financial strategy that aligns with Alex’s current and long-term goals. 

• Suggested she sell some of her company stock to remove risk.
• Developed a diversified investment strategy designed to reinvest her sales of company stock for long-term growth.
• Integrated tax planning that considers all of her stock option exercises and sales of company stock to avoid an unexpected tax bill.
• Discussed an estate planning strategy that considers her wishes with a referral to an attorney. 
• Continue to fund college plans for her children and feel confident to be more charitable with her money. 
• Helped Alex understand her future income and put a plan in place for her future RSU vests.